0001193125-13-261001.txt : 20130617 0001193125-13-261001.hdr.sgml : 20130617 20130617141252 ACCESSION NUMBER: 0001193125-13-261001 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20130617 DATE AS OF CHANGE: 20130617 GROUP MEMBERS: NEOCARTA ASSOCIATES, L.L.C. GROUP MEMBERS: NEOCARTA SCOUT FUND, L.L.C. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MERU NETWORKS INC CENTRAL INDEX KEY: 0001167294 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 260049840 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-85412 FILM NUMBER: 13916382 BUSINESS ADDRESS: STREET 1: 894 ROSS DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4083162379 MAIL ADDRESS: STREET 1: 894 ROSS DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NeoCarta Ventures, LP CENTRAL INDEX KEY: 0001488262 IRS NUMBER: 943344435 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 711 HAYNE RD CITY: HILLSBOROUGH STATE: CA ZIP: 94010 BUSINESS PHONE: 650-342-4199 MAIL ADDRESS: STREET 1: 711 HAYNE RD CITY: HILLSBOROUGH STATE: CA ZIP: 94010 SC 13G/A 1 d554867dsc13ga.htm SC 13G/A SC 13G/A

 

 

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

 

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 2)*

 

 

Meru Networks, Inc.

(Name of Issuer)

Common Stock, par value $0.0005 per share

(Title of Class of Securities)

59047Q 10 3

(CUSIP Number)

June 17, 2013

(Date of Event Which Requires Filing of This Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

x Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

CUSIP No. 59047Q 10 3   13G   Page 2 of 8 pages

 

  1.   

Names of Reporting Persons

 

NeoCarta Ventures, L.P.

  2.  

Check the Appropriate Box if a Member of a Group (see instructions)

 

(a)  ¨        

(b)  x (1)

  3.  

SEC USE ONLY

 

  4.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

    5.    

Sole Voting Power

 

0

   6.   

Shared Voting Power

 

0

   7.   

Sole Dispositive Power

 

0

   8.   

Shared Dispositive Power

 

0

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

0

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)

 

¨

11.  

Percent of Class Represented by Amount in Row 9

 

0.0%

12.  

Type of Reporting Person (see instructions)

 

PN

 

(1) This statement on Schedule 13G is filed by NeoCarta Ventures, L.P., NeoCarta Scout Fund, L.L.C. and NeoCarta Associates, L.L.C. (collectively, the “Reporting Persons”). These Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

CUSIP No. 59047Q 10 3   13G   Page 3 of 8 pages

 

  1.   

Names of Reporting Persons

 

NeoCarta Scout Fund, L.L.C.

  2.  

Check the Appropriate Box if a Member of a Group (see instructions)

 

(a)  ¨        

(b)  x (1)

  3.  

SEC USE ONLY

 

  4.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

    5.    

Sole Voting Power

 

0

   6.   

Shared Voting Power

 

0

   7.   

Sole Dispositive Power

 

0

   8.   

Shared Dispositive Power

 

0

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

0

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)

 

¨

11.  

Percent of Class Represented by Amount in Row 9

 

0.0%

12.  

Type of Reporting Person (see instructions)

 

OO

 

(1) This statement on Schedule 13G is filed by the Reporting Persons. These Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

CUSIP No. 59047Q 10 3   13G   Page 4 of 8 pages

 

  1.   

Names of Reporting Persons

 

NeoCarta Associates, L.L.C.

  2.  

Check the Appropriate Box if a Member of a Group (see instructions)

 

(a)  ¨        

(b)  x (1)

  3.  

SEC USE ONLY

 

  4.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

    5.    

Sole Voting Power

 

15,026

   6.   

Shared Voting Power

 

0

   7.   

Sole Dispositive Power

 

15,026

   8.   

Shared Dispositive Power

 

0

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

15,026 (2)

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)

 

¨

11.  

Percent of Class Represented by Amount in Row 9

 

0.1% (3)

12.  

Type of Reporting Person (see instructions)

 

OO

 

(1) This statement on Schedule 13G is filed by the Reporting Persons. These Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.
(2) This percentage is calculated based upon 22,102,000 shares of the Common Stock outstanding as of April 26, 2013 as set forth in the Issuer’s most recent Form 10-Q, filed with the Securities and Exchange Commission on May 14, 2013.

Introductory Note: This statement on Schedule 13G is filed on behalf of the Reporting Persons, in respect of shares of Common Stock, par value $0.0005 per share (“Common Stock”), of Meru Networks, Inc. (the “Issuer”).

 

Item 1(a). Name of Issuer:
Item 1(b). Address of Issuer’s Principal Executive Offices:

Meru Networks, Inc.

894 Ross Drive

Sunnyvale, California 94089

 

Item 2(a). Name of Person(s) Filing:

NeoCarta Ventures, L.P.

NeoCarta Scout Fund, L.L.C.

NeoCarta Associates, L.L.C.

 

Item 2(b). Address of Principal Business Office:

NeoCarta Ventures

204 E. 2nd Avenue, Suite 428

San Mateo, California 94401

 

Item 2(c). Citizenship:

 

NeoCarta Ventures, L.P.    Delaware
NeoCarta Scout Fund, L.L.C.    Delaware
NeoCarta Associates, L.L.C.    Delaware

 

Item 2(d). Title of Class of Securities:

Common Stock, par value $0.0005 per share.

 

Item 2(e). CUSIP Number:

59047Q 10 3

 

Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:

Not applicable.

 

Item 4(a). Amount Beneficially Owned:
Item 4(b). Percent of Class:
Item 4(c). Number of shares as to which such persons have:

The following information with respect to the ownership of the Common Stock by the Reporting Persons filing this statement on Schedule 13G is provided as of June 17, 2013:

 

Reporting Persons

    Shares of
Common  Stock
Held Directly		      Sole
Voting
Power		      Shared
Voting
Power		      Sole
Dispositive
Power		      Shared
Dispositive
Power		      Beneficial
Ownership		      Percentage
of Class  (1)		  

NeoCarta Ventures, L.P.

      0         0         0         0         0         0         0.0 % 

NeoCarta Scout Fund, L.L.C.

      0         0         0         0         0         0         0.0 % 

NeoCarta Associates, L.L.C.

      15,026         15,026         0         15,026         0         15,026         0.1 % 

 

(1) This percentage is calculated based upon 22,102,000 shares of the Common Stock outstanding as of April 26, 2013 as set forth in the Issuer’s most recent Form 10-Q, filed with the Securities and Exchange Commission on May 14, 2013.

 

5.

Item 5. Ownership of Five Percent or Less of a Class:

If this statement is being filed to report the fact that as of the date hereof, the Reporting Persons have ceased to be the beneficial owner of more than five percent of the class of securities, check the following: x

 

Item 6. Ownership of More Than Five Percent on Behalf of Another Person:

Not applicable.

 

Item 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company:

Not applicable.

 

Item 8. Identification and Classification of Members of the Group:

Not applicable.

 

Item 9. Notice of Dissolution of Group:

Not applicable.

 

Item 10. Certification:

Not applicable.

 

6.

SIGNATURES

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: June 17, 2013

 

NEOCARTA VENTURES, L.P.
By:   NeoCarta Associates, L.L.C.
Its:   General Partner
By:  

/s/ Anthony Pantuso

  Anthony Pantuso
  Manager
NEOCARTA SCOUT FUND, L.L.C.
By:   NeoCarta Associates, L.L.C.
Its:   Manager
By:  

/s/ Anthony Pantuso

  Anthony Pantuso
  Manager
NEOCARTA ASSOCIATES, L.L.C.
By:  

/s/ Anthony Pantuso

  Anthony Pantuso
  Manager

Exhibit(s):

 

99.1:      Joint Filing Statement

 

7.

AGREEMENT

Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that only one statement containing the information required by Schedule 13G need be filed with respect to the ownership by each of the undersigned of the shares of Common Stock of Meru Networks, Inc.

Dated: June 17, 2013

 

NEOCARTA VENTURES, L.P.
By:   NeoCarta Associates, L.L.C.
Its:   General Partner
By:  

/s/ Anthony Pantuso

  Anthony Pantuso
  Manager
NEOCARTA SCOUT FUND, L.L.C.
By:   NeoCarta Associates, L.L.C.
Its:   Manager
By:  

/s/ Anthony Pantuso

  Anthony Pantuso
  Manager
NEOCARTA ASSOCIATES, L.L.C.
By:  

/s/ Anthony Pantuso

  Anthony Pantuso
  Manager

 

8.